-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VXniln7mZrpK3mx85vVsuyFCZevl4hAaXhcxm84mNGQ3w6g5Yc6T7JYQA3iMCvK7 CESJBhoda9RN1vBRLFzlAQ== 0001005477-97-001141.txt : 19970424 0001005477-97-001141.hdr.sgml : 19970424 ACCESSION NUMBER: 0001005477-97-001141 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970423 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANSCONTINENTAL REALTY INVESTORS INC CENTRAL INDEX KEY: 0000733590 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 946565852 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-40410 FILM NUMBER: 97585939 BUSINESS ADDRESS: STREET 1: 10670 N CENTRAL EXPRWY STE 300 CITY: DALLAS STATE: TX ZIP: 75231 BUSINESS PHONE: 2146924700 MAIL ADDRESS: STREET 1: 10670 N CENTRAL EXPRWY STREET 2: SUITE 300 CITY: DALLAS STATE: TX ZIP: 75231 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTOWN CONSOLIDATED REALTY TRUST /CA/ DATE OF NAME CHANGE: 19890815 FORMER COMPANY: FORMER CONFORMED NAME: JOHNSTOWN CONSOLIDATED REALTY TRUST DATE OF NAME CHANGE: 19861005 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HALPERIN MAURICE A CENTRAL INDEX KEY: 0001017933 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 441 SOUTH FEDERAL HIGHWAY CITY: DEERFIELD STATE: FL ZIP: 33441 BUSINESS PHONE: 4079890382 MAIL ADDRESS: STREET 1: 441 SOUTH FEDERAL HIGHWAY CITY: DEERFIELD BEACH STATE: FL ZIP: 33441 SC 13D 1 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.__)* TRANSCONTINENTAL REALTY INVESTORS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) $.01 Par Value Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 893617-20-9 - -------------------------------------------------------------------------------- (CUSIP Number) Randall M. Paulson, President Transcontinental Realty Investors, Inc., 10670 North Central Expressway, Suite 300, Dallas TX 75231; Tel. (214) 692-4700 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 15, 1997 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box ___. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 893617-20-9 1) Names of Reporting Persons S.S. or IRS Identification Nos. of Above Person ###-##-#### 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a)_______________________________________________________________________ (b)_______________________________________________________________________ 3) SEC Use Only______________________________________________________________ 4) Source of Funds (See Instructions) PF 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)______________________________________________________________ 6) Citizenship or Place of Organization United States Number of (7) Sole Voting Power 198,450 Shares Bene- ficially (8) Shared Voting Power 0 Owned by Each (9) Sole Dispositive Power 198,450 Reporting Person With (10) Shared Dispositive Power 0 11) Aggregate Amount Beneficially Owned by Each Reporting Person 198,450 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)_____________________________________________________________ 13) Percent of Class Represented by Amount in Row (11) 5.1 14) Type of Reporting Person (See Instructions) IN 2 Item 1. Security and Issuer. The class of equity securities to which this Schedule 13D relates is the common stock, $.01 par value ("Common Stock") of Transcontinental Realty Investors, Inc. The principal executive offices of Transcontinental Realty Investors, Inc. are located at 10670 North Central Expressway, Suite 300, Dallas, TX 75231. Item 2. Identity and Background. This statement is being filed by Maurice A. Halperin. My business address is 2500 North Military Trail, Suite 225, Boca Raton, Florida 33431. I am a private investor. During the last five years, I have not been convicted in a criminal proceeding (excluding traffic violations or other similar misdemeanors) and I have not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction which resulted in my being subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. I am a citizen of the United States. Item 3. Source and Amount of Funds or Other Consideration. The source of the funds for the purchase of the Common Stock was my personal funds. The total amount of money used to purchase the Common Stock was $2,026,845. Item 4. Purpose of Transaction. The purpose for the acquisitions of the Common Stock is investment. I plan to acquire additional Common Stock with my personal funds for investment, depending on market conditions. Item 5. Interest in Securities of the Issuer. I beneficially own 198,450 shares of Common Stock, or approximately 5.1 percent of the outstanding Common Stock. I have the sole power to vote and dispose of the Common Stock. There is no shared power to vote or dispose of the Common Stock I own. During the sixty day period ending April 15, 1997, I purchased a total of 35,400 shares of the Common Stock through the New York Stock Exchange in twenty-one open market transactions. The shares were purchased on my behalf by Raymond James & Associates, a securities broker-dealer. The table below lists the transaction date for each transaction, number of shares purchased, price per share and total price. 3 Total Price (Includes Commissions Date of Purchase Amount Purchased Price Per Share and/or Other Charges) - ---------------- ---------------- --------------- --------------------- 02/25/97 2,500 $ 11 1/8 $ 27,845.50 02/26/97 1,200 11.00 13,233.00 03/10/97 2,000 11.50 23,033.00 03/10/97 600 11.50 6,930.00 03/11/97 600 11.50 6,933.00 03/12/97 1,200 12.2604 14,745.48 03/13/97 900 13.50 12,198.00 03/14/97 1,100 13.8409 15,272.99 03/19/97 2,300 14.00 32,272.00 03/19/97 100 13 7/8 1,390.50 03/21/97 1,900 13 7/8 26,395.50 03/25/97 600 13.50 8,133.00 04/02/97 200 11 1/8 2,258.00 04/08/97 2,600 11.9231 31,033.06 04/09/97 1,900 12.8947 24,532.93 04/10/97 900 13.4734 121,293.60 04/10/97 400 13.4734 5,419.36 04/11/97 1,000 13 7/8 13,908.00 04/11/97 1,400 13 7/8 19,455.00 04/14/97 1,300 13.8462 18,033.06 04/15/97 2,600 13.75 35,783.00 Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Not applicable. Item 7. Material to be Filed as Exhibits. None. 4 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and accurate. DATE April 16, 1997 /S/ Maurice A. Halperin - ---------------------------------------- Signature Maurice A. Halperin - ---------------------------------------- Name and Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of this filing person), evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----